What AML regulations are covered in the Mumbai AML Compliance Workshop?

Shasat's two-day AML Compliance Workshop in Mumbai covers Reserve Bank of India RBI AML guidelines, Prevention of Money Laundering Act PMLA obligations, Financial Intelligence Unit India FIU-IND reporting requirements, SEBI AML circular requirements for market intermediaries, IRDAI insurance AML guidelines, FATF recommendations, APG mutual evaluation requirements, Cash Transaction Report CTR obligations, Suspicious Transaction Report STR filing requirements, RBI virtual digital asset AML guidelines, FATF Travel Rule, OFAC sanctions, UN Security Council sanctions, and counter proliferation financing CPF obligations.

Who should attend the AML Compliance Workshop in Mumbai?

This AML workshop in Mumbai is designed for Chief Compliance Officers, MLROs, RBI-regulated compliance professionals, PMLA reporting entity compliance officers, SEBI-regulated compliance professionals, IRDAI-regulated insurance compliance officers, NBFC compliance professionals, payment institution compliance officers, fintech compliance professionals, AML Compliance Managers, Risk Managers, Internal Auditors, Legal Counsel, Chartered Accountants, Company Secretaries, and real estate AML compliance officers across India.

What is the PMLA and who does it apply to in India?

The Prevention of Money Laundering Act PMLA is India's primary AML legislation. It applies to reporting entities including banks, NBFCs, payment institutions, insurance companies, capital market intermediaries, real estate agents, accountants, and other designated businesses and professions. Reporting entities must implement customer due diligence, beneficial ownership verification, transaction monitoring, and Cash Transaction Report and Suspicious Transaction Report filing obligations to FIU-IND. This workshop provides comprehensive practical guidance on all PMLA obligations for Indian compliance professionals.

What are Cash Transaction Reports and who must file them in India?

Cash Transaction Reports are reports that Indian reporting entities must file with FIU-IND for cash transactions above Rs 10 lakh. All PMLA reporting entities including banks, NBFCs, insurance companies, and market intermediaries are required to file CTRs. This workshop covers CTR filing obligations, reporting thresholds, practical CTR preparation, common errors, and best practice for Cash Transaction Report compliance under PMLA and RBI AML guidelines.

Is this AML course relevant for NBFC compliance professionals in India?

Yes. India has thousands of Non-Banking Financial Companies regulated by RBI and all NBFCs are subject to PMLA reporting obligations and RBI AML guidelines. This workshop specifically addresses NBFC-specific AML compliance including RBI AML master directions for NBFCs, customer due diligence for NBFC lending and investment products, and suspicious transaction reporting obligations for NBFC compliance teams across India.

Is digital assets and cryptocurrency AML compliance covered for India?

Yes. This workshop covers RBI virtual digital asset AML guidelines for Indian banks and payment institutions, FATF Travel Rule implementation for Indian digital asset businesses, DeFi risks, NFT-related financial crime, and blockchain analytics tools. India has one of the world's largest cryptocurrency user populations and PMLA amendments have brought virtual digital asset service providers under AML reporting obligations making this one of the most important training topics for Indian compliance professionals.

Is this AML course relevant for Chartered Accountants and Company Secretaries in India?

Yes. Chartered Accountants and Company Secretaries in India are reporting entities under PMLA and face AML compliance obligations including customer due diligence, beneficial ownership verification, and suspicious transaction reporting to FIU-IND. This workshop specifically addresses the AML obligations facing Indian Chartered Accountants and Company Secretaries making it directly relevant for ICAI and ICSI members across India seeking CPD accreditation.

Is the Mumbai AML course CPD and CPE accredited?

Yes. All delegates receive CPD and CPE accreditation upon completion of Shasat's AML Compliance Workshop in Mumbai. The accreditation is recognised by major professional bodies across India and internationally including the Institute of Chartered Accountants of India ICAI, Institute of Company Secretaries of India ICSI, ACAMS, the International Compliance Association ICA, ACCA, CIMA, and ICAEW.

Can this AML workshop be delivered in-house across India?

Yes. Shasat delivers this AML Compliance Workshop as an in-house programme for organisations across all of India including Mumbai, Delhi, Bangalore, Hyderabad, Chennai, Kolkata, Pune, Ahmedabad, Jaipur, and Lucknow. In-house delivery allows the programme to be tailored to your organisation's specific RBI requirements, PMLA obligations, FIU-IND reporting framework, and sector-specific AML compliance challenges across India.

What makes this the best AML training course in India?

Shasat's AML Compliance Workshop in Mumbai is the most comprehensive and most affordable AML training programme available in India at £1,200. It is the only programme that combines RBI AML guidelines, PMLA compliance requirements, FIU-IND reporting obligations, SEBI and IRDAI sector-specific requirements, Cash Transaction Report and Suspicious Transaction Report practical guidance, hawala and trade-based money laundering typologies, RBI virtual digital asset guidelines, and international FATF standards in a single two-day programme. CPD and CPE accredited and recognised by ICAI and ICSI.

Where else does Shasat deliver AML Compliance Workshops globally?

In addition to Mumbai, Shasat delivers 2-Day AML Compliance Workshops in London, Singapore, Las Vegas, Dubai, Zurich, Manila, Brussels, Cape Town, Mexico City, Cyprus, Bermuda, Nairobi, Riga, Sydney, Istanbul, Rio de Janeiro, and New York. Online AML Masterclass and Crypto AML courses are also available globally.

AML Compliance Workshop Mumbai | 2-Day AML Training

Q: Is this AML course relevant for professionals across all of India?

Yes. Shasat's AML Compliance Workshop in Mumbai is the most accessible and most affordable AML training programme available in India at £1,200. It attracts compliance professionals from across all of India including Delhi, Bangalore, Hyderabad, Chennai, Kolkata, Pune, Ahmedabad, Jaipur, Lucknow, Surat, Nagpur, Indore, Chandigarh, Kochi, and all major Indian cities. Mumbai is India's financial capital and the most accessible AML training hub for compliance professionals from every Indian state.

AML Compliance Workshop in Mumbai | RBI | PMLA | FIU India | FATF | Digital Assets | Sanctions

AML compliance is a critical regulatory obligation for every RBI-regulated entity and reporting institution in India. Shasat’s two-day AML Compliance Workshop in Mumbai covers Reserve Bank of India RBI AML guidelines, Prevention of Money Laundering Act PMLA obligations, Financial Intelligence Unit India FIU-IND reporting requirements, and FATF recommendations. Furthermore, it addresses SEBI AML circular requirements and digital assets compliance under FATF Travel Rule. Additionally, the workshop covers sanctions compliance under OFAC and UN Security Council obligations.

This workshop is the most accessible and affordable AML compliance training programme available in India at £1,200. It attracts compliance professionals from across all of India including Mumbai, Delhi, Bangalore, Hyderabad, Chennai, Kolkata, Pune, Ahmedabad, Jaipur, Lucknow, and all major Indian cities. Consequently, it is the ideal programme for every bank, NBFC, payment institution, fintech, insurance company, real estate professional, and professional services firm across India.

The programme addresses the full spectrum of AML, CFT, and CPF compliance obligations. Specifically, it covers customer due diligence, enhanced due diligence, beneficial ownership verification, transaction monitoring, and Cash Transaction Report and Suspicious Transaction Report obligations to FIU-IND. Furthermore, participants master digital assets compliance under FATF Travel Rule and RBI virtual digital asset guidelines. Additionally, the workshop covers SEBI AML requirements for market intermediaries and IRDAI insurance AML guidelines.

Whether you are strengthening your institution’s PMLA compliance programme, preparing for RBI regulatory examination, or developing enterprise-wide financial crime controls, this workshop delivers. Furthermore, it equips you with the practical knowledge to protect your organisation. Consequently, you will respond confidently to RBI and FIU-IND scrutiny across India. Contact our team to discuss in-house delivery for your organisation.

Key Learning Features

RBI Reserve Bank of India AML guidelines, PMLA Prevention of Money Laundering Act obligations, and FIU-IND supervisory expectations for Indian reporting entities
SEBI AML circular requirements for market intermediaries, brokers, and capital market participants
IRDAI Insurance Regulatory and Development Authority AML guidelines for Indian insurers
FATF recommendations, APG Asia Pacific Group mutual evaluation requirements, and risk-based approach for Indian organisations
AML, Counter Financing of Terrorism CFT, and Counter Proliferation Financing CPF frameworks for PMLA-regulated reporting entities
Customer due diligence, enhanced due diligence, and beneficial ownership verification under PMLA and RBI requirements
Cash Transaction Report CTR and Suspicious Transaction Report STR obligations to Financial Intelligence Unit India FIU-IND
RBI virtual digital asset AML guidelines and cryptocurrency compliance under FATF Travel Rule
Sanctions compliance including OFAC, UN Security Council sanctions, and Indian international sanctions obligations
Sector-specific AML strategies for RBI-regulated banks, NBFCs, payment institutions, fintech, insurance, real estate, and legal and accounting professionals across India

2-Day AML Compliance Workshop | Global Training Locations

Shasat delivers this 2-Day AML Compliance Workshop across major global financial centres, providing in-depth coverage of AML, CFT, and CPF frameworks, practical case studies, and hands-on compliance skills. In addition to Mumbai, upcoming programmes are available in:

Furthermore, all in-person programmes are available as dedicated in-house engagements tailored to your organisation’s specific regulatory environment.

For More Information

Join our International Anti-Money Laundering Workshop! Gain essential skills to manage AML risks and enhance compliance in your organization. Our 2-day program covers strategies, real-life case studies, and industry insights. Open to professionals across fields. For details and registration, contact our customer service team.

Instructor Bio

The course instructor will be one of our highly experienced faculty members.

Our Faculty: Expertise That Drives Success

Shasat is proud to have over 30 world-renowned faculty members, each an expert in their respective fields, who share their hands-on implementation experience through our technical and professional development programs.

This programme is led by one of Shasat’s distinguished Anti-Money Laundering specialists, renowned for advising banks, insurers, payment institutions, and large corporates on the design, implementation, and enhancement of AML frameworks. With deep expertise in customer due diligence, enhanced due diligence, transaction monitoring, sanctions compliance, suspicious activity reporting, EU AML Directives (AMLD), and enterprise-wide financial crime risk assessments, the instructor brings a powerful blend of regulatory insight and practical experience. Backed by extensive knowledge of FATF standards, UK MLR requirements, EU AMLD expectations, and international supervisory practices, the speaker provides a global, real-world perspective on how effective AML controls link to governance, risk management, fraud prevention, and regulatory reporting—equipping participants to elevate their organisation’s financial-crime resilience.

Our faculty combine real-world expertise with academic rigor, ensuring every session is interactive, relevant, and outcomes-driven. Participants gain practical tools, case-based insights, and strategic frameworks that can be immediately applied to enhance sustainability reporting and corporate governance within their organisations.

Our Partners

Our Partners in Learning

Course Description

Day 1 — Regulatory Frameworks and Indian AML Compliance

- RBI Reserve Bank of India AML guidelines, PMLA Prevention of Money Laundering Act obligations, and FIU-IND supervisory expectations for Indian reporting entities
- SEBI AML circular requirements for market intermediaries and IRDAI insurance AML guidelines for Indian insurers
- FATF recommendations, APG Asia Pacific Group mutual evaluation requirements, and risk-based approach for Indian organisations
- AML, Counter Financing of Terrorism CFT, and Counter Proliferation Financing CPF frameworks for PMLA-regulated reporting entities
- Beneficial ownership verification, Indian beneficial ownership register requirements, and complex structure identification under PMLA
- Sector-specific AML obligations for RBI-regulated banks, NBFCs, payment institutions, fintech, insurance, real estate, and legal and accounting professionals
- High-risk client management, cross-border India-connected transaction monitoring, and PEP identification
- Customer due diligence, enhanced due diligence, simplified due diligence, and KYC framework under RBI and PMLA standards
- Cash Transaction Report CTR and Suspicious Transaction Report STR obligations to Financial Intelligence Unit India FIU-IND
- Enterprise-wide AML risk assessments and risk scoring methodologies aligned with RBI and FATF expectations

Day 2 — Emerging Risks, Investigations, and Governance

- RBI virtual digital asset AML guidelines and FATF Travel Rule implementation for Indian digital asset businesses
- Cryptocurrency AML red flags, blockchain analytics tools, and RegTech solutions for Indian compliance professionals
- DeFi decentralised finance risks and NFT-related financial crime typologies in the Indian context
- Sanctions compliance including OFAC, UN Security Council sanctions, and Indian international sanctions obligations
- CPF compliance — identifying proliferation financing risks, red flags, and Indian obligations under UN Security Council sanctions
- PEP identification, enhanced monitoring, and management for Indian political figures and cross-border client relationships
- Transaction monitoring systems, Indian money laundering typologies, and hawala and trade-based financial crime red flags
- Cash Transaction Report and Suspicious Transaction Report filing obligations to FIU-IND and best practice
- Case studies from major Indian financial crime enforcement actions and PMLA compliance failures
- Interrelationship between AML, CFT, CPF, anti-bribery, Prevention of Corruption Act, and financial crime frameworks
- Governance structures, compliance-first culture, and cross-functional AML collaboration within Indian-regulated organisations
- Emerging trends in AML, CFT, and CPF including AI-powered financial crime detection and RBI regulatory technology initiatives

All course content, agenda, and programme materials are protected by copyright. Unauthorised reproduction is strictly prohibited.

Why you must attend?

AML non-compliance carries severe consequences for PMLA-regulated reporting entities in India. RBI enforcement actions, FIU-IND penalties, and reputational damage from financial crime failures can be existential for banks, NBFCs, and financial institutions. For compliance officers, MLROs, and senior executives, staying ahead of AML, CFT, and CPF obligations is not optional. It is a regulatory and business imperative.

The AML compliance landscape in India has never been more demanding. RBI AML supervisory expectations are intensifying significantly across all reporting entities. PMLA amendments have expanded the scope of reporting entities and AML obligations. FATF and APG mutual evaluation requirements have raised the compliance bar across India. Furthermore, RBI has introduced virtual digital asset AML guidelines for Indian banks and payment institutions. Additionally, SEBI has strengthened AML requirements for capital market intermediaries across India.

Shasat’s two-day AML Compliance Workshop in Mumbai is the most accessible AML training programme available in India at £1,200. Participants from Mumbai, Delhi, Bangalore, Hyderabad, Chennai, Kolkata, Pune, Ahmedabad, Jaipur, and Lucknow regularly attend this programme. Moreover, they gain in-depth knowledge of PMLA obligations, RBI AML guidelines, and FATF recommendations. Furthermore, participants master Cash Transaction Reports, Suspicious Transaction Reports, and FIU-IND reporting obligations practically.

Delivered by experienced AML practitioners with direct advisory experience across RBI-regulated banks, NBFCs, and professional services firms, every session combines Indian regulatory rigour with global compliance insight. Consequently, participants benefit from peer networking with compliance professionals from across all of India. Participants leave with the knowledge and tools needed to strengthen PMLA AML controls and respond confidently to RBI and FIU-IND scrutiny.

Teaching methodology

The training program will employ a comprehensive and engaging approach to learning, designed to deliver maximum impact and retention. The methodology includes:

A user-friendly slide deck that presents the concepts, methodologies, and principles in a clear and concise manner, making the material easily accessible to all attendees.
Interactive sessions featuring real-life case studies to provide hands-on experience and bring the material to life.
Explanations of concepts and methodologies through the use of examples and distinct scenarios, allow attendees to understand the material in context.
Group exercises designed to illustrate accounting principles, encouraging collaboration, and fostering a deeper understanding of the material.
Access to additional course material and handouts, ensuring attendees have a comprehensive reference resource to support their learning.
An open and inclusive atmosphere that encourages attendees to ask questions and engage in discussion, ensuring a thorough understanding of the material.

The combination of these elements creates a dynamic and engaging learning experience that will support the professional development of all attendees.

Who Should attend?

This program is designed for a wide range of professionals and practitioners who are interested in gaining a deeper understanding of AML and CFT practices, regardless of their industry or sector. This includes professionals from compliance, risk management, legal and regulatory affairs, accounting and audit, financial crime prevention, and financial services. Executives from fintech, gambling industry, real estate, and other relevant sectors are also welcome to attend. The program is tailored to provide attendees with practical insights and knowledge that are applicable across various industries and jurisdictions. Whether you are a seasoned professional or new to the field, this program will help you stay up-to-date with the latest developments and best practices in AML and CFT.

Feedback

Upon completion of the course, all delegates will receive an evaluation questionnaire aimed at gathering valuable feedback. This feedback is crucial to Shasat’s ongoing commitment to improving the quality of its learning solutions. By analyzing the trends in the responses, we are able to continuously enhance and refine our offerings to meet the evolving needs of our clients.

Venue & other info

Our training programs take place at the most prestigious professional training facilities in the city. Our venues have been meticulously chosen and expertly crafted to deliver an unparalleled and sophisticated learning experience. To further elevate your training journey, we will offer an array of refreshments including gourmet tea/coffee, delectable snacks, and a sumptuous lunch to sustain you throughout the course. Your comfort and satisfaction are of the utmost importance to us. One week before the program begins, you will receive comprehensive joining instructions that include the exact venue details.

Please note that accommodation arrangements are the responsibility of the attendee.

Workshop Delivery (Online Programs)

The workshop will be delivered via the WebEx platform. Upon registration, all participants will receive comprehensive joining instructions for the live workshop. This fully virtual event will encompass a live-streamed presentation, personalized networking opportunities, interactive Q&A sessions, engaging polls, and post-event consultation to address specific concerns and support your continued growth.

In-Person Workshop

Please be advised that for all in-person training programs, joining instructions will be sent via email to registered participants one week prior to the program’s commencement. These instructions will provide comprehensive information regarding the venue location, date, and time, as well as other important details such as parking arrangements, dress code, and any necessary equipment or materials. Kindly ensure that you carefully review the joining instructions and follow the guidelines provided to ensure a smooth and well-organized experience during the program.

Changes to the conference

Shasat reserves the right, at its sole discretion, to make modifications to the format, speakers, participants, content, venue location, program, or any other aspect of the conference, at any time and for any reason, without incurring any liability. This policy has been implemented due to recent events such as the Covid-19 pandemic and other jurisdictional restrictions. These modifications may include but are not limited to, changes necessitated by a Force Majeure Event

Sponsorship

We are pleased to offer sponsorship opportunities for our training programs, providing companies with a unique platform to showcase their brand and services to a highly engaged and relevant audience. By becoming a sponsor, your organization will have the opportunity to build brand awareness, demonstrate thought leadership, and cultivate valuable relationships with industry professionals. Our programs offer a platform to reach a targeted audience and generate new business leads while showcasing your expertise. The benefits of sponsorship include increased brand exposure, opportunities to connect with key decision-makers, and a platform to promote your products and services. We invite you to take advantage of this prime opportunity and partner with us to enhance your visibility and impact within the industry.

Terms and Conditions

We kindly request that you carefully review all of the terms and conditions outlined on our website. This information is critical in ensuring a clear understanding of our policies and procedures. Please follow the link provided to access this information.

About shasat

Discover more about Shasat by exploring our “About Us” page, where you can gain insights into our company’s mission, values, and history, and learn how we can help you achieve your goals.

Payment

Enroll in our program with ease by choosing from our secure online payment options. You can make a payment through our website using PayPal or Stripe, or opt for a bank transfer, demand draft, or cheque payment. Our payment page will provide all necessary options during checkout. If you encounter any issues, our customer service team is here to assist you. Simply reach out to us with your selected course, and we’ll guide you through the payment process.

We kindly request that you take into consideration any associated bank fees when making your course fee payment. To ensure your participation in the program, payment must be received before the course date. Once we have received both payment and a completed registration form, we will confirm your enrollment in the program. Thank you for your understanding and cooperation.

Group discount

Our company is proud to offer a group discount of 15% for organizations or individuals who book a course for 5 or more participants. To take advantage of this offer and receive a personalized group discount code, please reach out to our customer service desk at info@shasat.com. Our team will be delighted to assist you with the booking process and answer any questions you may have. With this group discount, you can invest in the professional development of your team and drive success for your organization. Don’t hesitate to contact us today to learn more.

CPD hours

Upon successful completion of the training course, each participant will receive a certificate of completion that attests to the number of hours spent in training and serves as a valuable representation of their dedication to professional development. The certificate is not only a symbol of their achievement but also serves as proof of continuous professional development (CPD) and demonstrates their commitment to staying current in their field. We believe that CPD is a crucial aspect of career advancement and personal growth, and are proud to provide our participants with this important document.

Enquiries

For further assistance, we invite you to contact our dedicated customer service team. Our experienced and knowledgeable representatives are available to answer any questions you may have and provide the support you need to make informed decisions. We are committed to ensuring that you have a positive experience and are here to help in any way we can. Please don’t hesitate to reach out to us at your convenience.

In-House Training

Enhance your team’s skills and drive success for your business with our custom In-house training program. Our tailored approach aligns with your specific business needs, offering a cost and time-efficient solution for upskilling your employees. This not only improves their productivity but also positions your company as a competitive force in the market. Transform your investment in employee development into tangible results by choosing our In-house training option. To discuss and learn more about our services, please don’t hesitate to contact our training desk. We’re ready to help you create a bespoke program that’s just right for you.

AML Compliance Workshop Mumbai | 2-Day Anti-Money Laundering Training Course | GID 24009