Basel 3.1 Capital and Liquidity Requirements Demystified | 2-Day Workshop | GID 50102 | London

Instructor Bio

The course instructor will be one of our highly experienced faculty members.

Our Partners

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Course Description

Day 1:

 Session 1: Introduction to Basel IV

• Overview of the new regulatory framework for banks
• Key differences between Basel III and Basel IV
• Objectives of the Basel IV reforms

Session 2: Standardized approach for credit risk

• Principles and methodology of the standardized approach
• Credit risk mitigation techniques
• Calculation of risk-weighted assets

Session 3: Internal ratings-based approach for credit risk

• Principles and methodology of the internal ratings-based approach
• Use of internal models to assess credit risk
• Calculation of risk-weighted assets

Session 4: Operational risk

• Standardized approach to operational risk
• Basic indicator approach
• Standardized approach for banks using internal models

Day 2:

Session 5: Market risk and the FRTB

• Overview of the Fundamental Review of the Trading Book (FRTB)
• Standardized approach for market risk
• Internal models approach for market risk

Session 6: Capital requirements and output floors

• Overview of the output floor
• Calculation of the output floor
• Transitional arrangements for the output floor

Session 7: Liquidity requirements

• Overview of the net stable funding ratio
• Overview of the liquidity coverage ratio
• Strategies for complying with the liquidity requirements

Session 8: Counterparty credit risk

• Standardized approach for measuring counterparty credit risk
• Use of internal models to assess counterparty credit risk
• Incorporating the counterparty credit risk standardised approach into the risk management framework

Session 9: Conclusion and practical applications

• Review of key concepts and takeaways from the workshop
• Practical applications of Basel IV in risk management and compliance
• Discussion of industry-specific issues and case studies

Group Case Studies

Q&A

The course agenda provided herein is the proprietary intellectual property of Shasat. It is intended solely for the use of participants enrolled in the respective course. Any reproduction, distribution, or unauthorized use of this course agenda, in whole or in part, without the explicit written consent of Shasat, is strictly prohibited and may result in legal action.

All rights reserved. ©2025, Shasat

Why you must attend?

In today’s fast-evolving regulatory landscape, banks and financial institutions must stay ahead of changing capital and liquidity requirements. Basel IV – Capital and Liquidity Requirements Demystified is a two-day training program designed to help professionals master the new Basel 3.1 framework and its practical implications for risk and compliance.

This course offers a comprehensive and practical understanding of Basel IV reforms—covering credit, market, and operational risk—and explains how these changes reshape capital calculation and internal model use. Participants will gain clear, actionable strategies to comply with the latest standards and strengthen their organisation’s risk management framework.

The Basel IV reforms represent one of the most significant shifts in global banking regulation in recent years. Non-compliance can lead to major financial and reputational risks. This workshop equips you with the skills, tools, and insights to interpret the new rules, apply them confidently, and maintain a strong competitive edge.

Whether you are a risk manager, compliance officer, finance executive, or regulator, this program will empower you to navigate the complexity of Basel IV, enhance regulatory readiness, and build lasting resilience within your institution.

Teaching methodology

The Basel IV Executive Training Programme adopts a strategic and application-oriented approach designed to deliver depth, clarity, and measurable impact.  This methodology integrates regulatory insight, technical precision, and peer-led discussion to ensure participants gain a sophisticated understanding of the Basel 3.1 capital and liquidity framework. The learning approach for this programme is structured as follows:

• Expert-Led Presentations: A structured and concept-driven slide deck distils complex Basel IV principles into clear, practical insights aligned with global supervisory expectations.
• Real-World Case Studies: Illustrations from leading international banks demonstrate how regulatory reforms translate into operational, capital, and governance adjustments.
• Scenario Analysis: Participants engage in realistic simulations exploring credit, market, and operational risk under revised Basel IV methodologies.
• Collaborative Group Exercises: Teams work through implementation challenges to deepen understanding of capital calculation, risk aggregation, and reporting obligations.
• Comparative Discussions: Examination of regional regulatory differences—EU, UK, and APAC—highlighting jurisdictional nuances, implementation timelines, and supervisory priorities.
• Comprehensive Course Materials: Participants receive detailed reference handouts, regulatory extracts, and implementation toolkits to support post-course application.
• Interactive Dialogue: The workshop environment encourages open discussion with peers and facilitators, fostering exchange of best practices and cross-industry insights.

Together, these elements create a high-level, practice-oriented learning environment that enables senior executives to interpret, implement, and oversee Basel IV compliance with confidence.  By blending analytical rigour with practical case-based learning, the programme equips participants to strengthen their institution’s capital adequacy, risk governance, and regulatory alignment.

Who should attend?

This Basel IV training programme is designed for senior professionals across the banking and financial services industry who play a key role in risk management, capital adequacy, and regulatory compliance.

It is particularly relevant for:

• Chief Risk Officers (CROs), Compliance Professionals
• Regulatory reporting specialists and prudential policy experts.
• Risk managers, credit analysts, and treasury professionals responsible for capital and liquidity oversight.
• Internal and external auditors evaluating Basel IV implementation and controls.
• Financial controllers and supervisory professionals seeking to strengthen compliance governance.
• Consultants, legal advisors, and regulatory authorities providing technical or strategic guidance on Basel IV adoption.

This programme is ideal for professionals aiming to:

• Deepen their understanding of the Basel 3.1 framework and its global implications.
• Strengthen their expertise in operational, credit, and market risk management.
• Master the capital and liquidity requirements driving supervisory expectations.
• Apply best practices in risk governance, reporting, and compliance alignment.

Designed for both seasoned executives and emerging regulatory leaders, this course combines technical depth with practical application, ensuring participants leave with a robust command of Basel IV principles and their real-world implementation.

Feedback

Upon completion of the course, all delegates will receive an evaluation questionnaire aimed at gathering valuable feedback. This feedback is crucial to Shasat’s ongoing commitment to improving the quality of its learning solutions. By analysing the trends in the responses, we are able to continuously enhance and refine our offerings to meet the evolving needs of our clients.

Venue & other info

Our training programs take place at the most prestigious professional training facilities in the city. Our venues have been meticulously chosen and expertly crafted to deliver an unparalleled and sophisticated learning experience. To further elevate your training journey, we will offer an array of refreshments including gourmet tea/coffee, delectable snacks, and a sumptuous lunch to sustain you throughout the course. Your comfort and satisfaction are of the utmost importance to us.  One week before the program begins, you will receive comprehensive joining instructions that include the exact venue details.

Please note that accommodation arrangements are the responsibility of the attendee.

Workshop Delivery (Online Programs)

The workshop will be delivered via the WebEx platform. Upon registration, all participants will receive comprehensive joining instructions for the live workshop. This fully virtual event will encompass a live-streamed presentation, personalized networking opportunities, interactive Q&A sessions, engaging polls, and post-event consultation to address specific concerns and support your continued growth.

In-Person Workshop

Please be advised that for all in-person training programs, joining instructions will be sent via email to registered participants one week prior to the program’s commencement. These instructions will provide comprehensive information regarding the venue location, date, and time, as well as other important details such as parking arrangements, dress code, and any necessary equipment or materials. Kindly ensure that you carefully review the joining instructions and follow the guidelines provided to ensure a smooth and well-organized experience during the program.

Changes to the conference

Shasat reserves the right, at its sole discretion, to make modifications to the format, speakers, participants, content, venue location, program, or any other aspect of the conference, at any time and for any reason, without incurring any liability. This policy has been implemented due to recent events such as the Covid-19 pandemic and other jurisdictional restrictions. These modifications may include but are not limited to, changes necessitated by a Force Majeure Event
 

Sponsorship

We are pleased to offer sponsorship opportunities for our training programs, providing companies with a unique platform to showcase their brand and services to a highly engaged and relevant audience. By becoming a sponsor, your organization will have the opportunity to build brand awareness, demonstrate thought leadership, and cultivate valuable relationships with industry professionals. Our programs offer a platform to reach a targeted audience and generate new business leads while showcasing your expertise. The benefits of sponsorship include increased brand exposure, opportunities to connect with key decision-makers, and a platform to promote your products and services. We invite you to take advantage of this prime opportunity and partner with us to enhance your visibility and impact within the industry.

Terms and Conditions

We kindly request that you carefully review all of the terms and conditions outlined on our website. This information is critical in ensuring a clear understanding of our policies and procedures. Please follow the link provided to access this information.

About shasat

Discover more about Shasat by exploring our “About Us” page, where you can gain insights into our company’s mission, values, and history, and learn how we can help you achieve your goals.

Payment

Enroll in our program with ease by choosing from our secure online payment options. You can make a payment through our website using PayPal or Stripe, or opt for a bank transfer, demand draft, or cheque payment. Our payment page will provide all necessary options during checkout. If you encounter any issues, our customer service team is here to assist you. Simply reach out to us with your selected course, and we’ll guide you through the payment process.

We kindly request that you take into consideration any associated bank fees when making your course fee payment. To ensure your participation in the program, payment must be received before the course date. Once we have received both payment and a completed registration form, we will confirm your enrollment in the program. Thank you for your understanding and cooperation.

Group discount

Our company is proud to offer a group discount of 15% for organizations or individuals who book a course for 5 or more participants. To take advantage of this offer and receive a personalized group discount code, please reach out to our customer service desk at info@shasat.com. Our team will be delighted to assist you with the booking process and answer any questions you may have. With this group discount, you can invest in the professional development of your team and drive success for your organization. Don’t hesitate to contact us today to learn more.

CPD hours

Upon successful completion of the training course, each participant will receive a certificate of completion that attests to the number of hours spent in training and serves as a valuable representation of their dedication to professional development. The certificate is not only a symbol of their achievement but also serves as proof of continuous professional development (CPD) and demonstrates their commitment to staying current in their field. We believe that CPD is a crucial aspect of career advancement and personal growth, and are proud to provide our participants with this important document.

Enquiries

For further assistance, we invite you to contact our dedicated customer service team. Our experienced and knowledgeable representatives are available to answer any questions you may have and provide the support you need to make informed decisions. We are committed to ensuring that you have a positive experience and are here to help in any way we can. Please don’t hesitate to reach out to us at your convenience.

In-House Training

Enhance your team’s skills and drive success for your business with our custom In-house training program. Our tailored approach aligns with your specific business needs, offering a cost and time-efficient solution for upskilling your employees. This not only improves their productivity but also positions your company as a competitive force in the market. Transform your investment in employee development into tangible results by choosing our In-house training option. To discuss and learn more about our services, please don’t hesitate to contact our training desk. We’re ready to help you create a bespoke program that’s just right for you.