What AML regulations are covered in the New York AML Compliance Workshop?

Shasat's two-day AML Compliance Workshop in New York covers FinCEN regulations, Bank Secrecy Act BSA requirements, NYDFS Part 504 Transaction Monitoring and Filtering Programme compliance, OCC AML examination priorities, FinCEN Customer Due Diligence Rule, BSA Officer responsibilities, Suspicious Activity Report SAR filing, Currency Transaction Report CTR requirements, New York BitLicense AML compliance, FinCEN virtual currency guidance, FATF Travel Rule, OFAC sanctions, UN Security Council sanctions, and counter proliferation financing CPF obligations.

Who should attend the AML Compliance Workshop in New York?

This AML workshop in New York is designed for BSA Officers, Chief Compliance Officers, MLROs, FinCEN-regulated compliance professionals, NYDFS-regulated compliance officers, OCC-regulated banking compliance professionals, AML Compliance Managers, Risk Managers, Heads of Financial Crime, Internal Auditors, Legal Counsel, broker-dealer compliance officers, investment adviser compliance officers, money transmitter compliance professionals, digital asset compliance officers, and fintech compliance professionals across New York and the United States.

Is this the best AML compliance training course in New York and the USA?

Yes. Shasat's AML Compliance Workshop in New York is the most comprehensive AML training programme available in New York and the United States. It is the only programme that combines FinCEN BSA regulatory depth, NYDFS Part 504 compliance requirements, New York BitLicense AML obligations, OCC examination preparation, FinCEN Customer Due Diligence Rule, SAR and CTR filing requirements, and international FATF standards in a single two-day programme. Delivered by internationally experienced AML practitioners with direct FinCEN and NYDFS advisory experience and CPD and CPE accredited.

What is NYDFS Part 504 and why is it important for New York financial institutions?

NYDFS Part 504 is the New York Department of Financial Services Transaction Monitoring and Filtering Programme regulation that requires NYDFS-regulated banking institutions to maintain robust transaction monitoring and OFAC sanctions filtering programmes. Part 504 requires annual board or senior officer certification of compliance programme effectiveness. Non-compliance has resulted in significant NYDFS enforcement actions and fines against major New York banks. This workshop provides comprehensive practical guidance on Part 504 compliance programme design, testing, and certification requirements.

Is this AML course relevant for professionals across all of the United States?

Yes. Shasat's AML Compliance Workshop in New York attracts compliance professionals from across the United States including Washington DC, Chicago, Miami, Los Angeles, San Francisco, Boston, Houston, Dallas, Atlanta, Seattle, Charlotte, and Philadelphia. New York is the most important AML training hub in the United States and this programme is directly relevant for BSA Officers and compliance professionals at every FinCEN-regulated financial institution across all 50 states.

Does this AML course cover New York BitLicense and digital asset AML compliance?

Yes. This workshop covers New York BitLicense AML compliance requirements for NYDFS-licensed virtual currency businesses, FinCEN virtual currency guidance, FATF Travel Rule implementation for US virtual asset service providers, DeFi risks, NFT-related financial crime, and blockchain analytics tools. New York is the most regulated digital asset jurisdiction in the United States and NYDFS BitLicense AML requirements are among the most stringent in the world making this the most relevant AML training for New York's digital asset compliance professionals.

What is covered on FinCEN examination preparation for New York banks?

This workshop covers FinCEN examination preparation for New York and US financial institutions including BSA compliance programme design, AML risk assessment methodologies, independent testing requirements, BSA Officer designation and responsibilities, customer due diligence programme requirements, SAR and CTR quality standards, NYDFS Part 504 certification requirements, and the specific examination priorities and common deficiencies identified by FinCEN, NYDFS, and OCC in recent AML examinations.

Is OFAC sanctions compliance covered in the New York AML Workshop?

Yes. This workshop covers comprehensive OFAC sanctions compliance including US primary sanctions, secondary sanctions implications for New York banks with international operations, OFAC SDN list screening requirements, OFAC 50 percent rule for entity ownership, sanctions filtering programme design and testing under NYDFS Part 504, OFAC enforcement actions and civil penalty guidelines, and the interaction between OFAC sanctions compliance and BSA AML programme requirements.

Is the New York AML course CPD and CPE accredited?

Yes. All delegates receive CPD and CPE accreditation upon completion of Shasat's AML Compliance Workshop in New York. The accreditation is recognised by major professional bodies including ACAMS, the International Compliance Association ICA, ACPA, ACCA, CIMA, and ICAEW. The programme meets CPD and CPE requirements for FinCEN-regulated BSA Officers and compliance professionals across the United States.

Can this AML workshop be delivered in-house across the United States?

Yes. Shasat delivers this AML Compliance Workshop as an in-house programme for financial institutions and organisations across the United States including New York City, Washington DC, Chicago, Miami, Los Angeles, San Francisco, Boston, Houston, Dallas, Atlanta, and Seattle. In-house delivery allows the programme to be tailored to your institution's specific FinCEN requirements, NYDFS Part 504 obligations, OCC examination priorities, and sector-specific AML challenges.

Where else does Shasat deliver AML Compliance Workshops globally?

In addition to New York, Shasat delivers 2-Day AML Compliance Workshops in London, Singapore, Las Vegas, Dubai, Zurich, Manila, Brussels, Cape Town, Mexico City, Cyprus, Bermuda, Nairobi, Riga, Sydney, Mumbai, Istanbul, and Rio de Janeiro. Online AML Masterclass and Crypto AML courses are also available globally.

AML Compliance Workshop New York | 2-Day AML Training

AML Compliance Workshop in New York | FinCEN | BSA | NYDFS | OFAC | Digital Assets | Sanctions

AML compliance is a critical regulatory obligation for every FinCEN and NYDFS-regulated entity in New York. Shasat’s two-day AML Compliance Workshop in New York covers FinCEN regulations, Bank Secrecy Act BSA requirements, and NYDFS Part 504 Transaction Monitoring and Filtering Programme requirements. Furthermore, it addresses OFAC sanctions compliance and digital assets compliance under New York BitLicense and FATF Travel Rule. Additionally, the workshop covers the latest AML regulatory updates for US financial institutions.

This workshop is particularly relevant for BSA Officers, compliance directors, and MLROs across New York’s financial services sector. New York is the world’s largest financial centre. Moreover, it is home to the Federal Reserve Bank of New York, FinCEN, NYDFS, OCC, and SEC. Consequently, maintaining effective AML controls is a regulatory and business imperative for every bank, investment firm, and financial institution in New York and across the United States.

The programme addresses the full spectrum of AML, CFT, and CPF compliance obligations. Specifically, it covers customer due diligence, enhanced due diligence, and beneficial ownership verification under FinCEN’s Customer Due Diligence Rule. Furthermore, participants master transaction monitoring, Suspicious Activity Report SAR filing obligations, and Currency Transaction Report CTR requirements. Additionally, the workshop covers NYDFS Part 504 compliance programme requirements and OFAC sanctions screening.

Whether you are strengthening your institution’s BSA AML compliance programme or preparing for FinCEN examination, this workshop delivers. Furthermore, it equips you with the practical knowledge to protect your organization and maintain compliance. Consequently, you will respond confidently to FinCEN, NYDFS, and OCC regulatory scrutiny. Contact our team to discuss in-house delivery for your organization across the United States.

Key Learning Features

FinCEN regulations, Bank Secrecy Act BSA requirements, and NYDFS Part 504 Transaction Monitoring and Filtering Programme compliance for New York-regulated financial institutions
NYDFS New York Department of Financial Services AML supervisory expectations for New York-chartered banks and licensed entities
OCC Office of the Comptroller of the Currency AML examination priorities and BSA compliance programme requirements
FATF recommendations, US Treasury AML priorities, and international AML standards affecting New York-based financial institutions and multinationals
AML, Counter Financing of Terrorism CFT, and Counter Proliferation Financing CPF frameworks for FinCEN-regulated entities
FinCEN Customer Due Diligence Rule CDD Rule requirements and beneficial ownership verification for US financial institutions
Suspicious Activity Report SAR filing obligations and Currency Transaction Report CTR requirements under BSA
New York BitLicense AML compliance requirements and FinCEN virtual currency guidance for New York digital asset businesses
Digital assets cryptocurrency AML compliance under FATF Travel Rule for US virtual asset service providers
OFAC sanctions compliance, US Treasury sanctions screening, and secondary sanctions obligations for New York financial institutions
Sector-specific AML strategies for NYDFS-regulated banks, broker-dealers, investment advisers, money transmitters, and fintech firms
AML governance structures, BSA Officer responsibilities, and compliance-first culture within US-regulated organisations

2-Day AML Compliance Workshop | Global Training Locations

Shasat delivers this 2-Day AML Compliance Workshop across major global financial centres, providing in-depth coverage of AML, CFT, and CPF frameworks, practical case studies, and hands-on compliance skills. In addition to New York, upcoming programmes are available in:

Furthermore, all in-person programmes are available as dedicated in-house engagements tailored to your organisation’s specific regulatory environment. Contact us to discuss upcoming dates and group booking options.

For More Information

Join our International Anti-Money Laundering Workshop! Gain essential skills to manage AML risks and enhance compliance in your organization. Our 2-day program covers strategies, real-life case studies, and industry insights. Open to professionals across fields. For details and registration, contact our customer service team.

Instructor Bio

The course instructor will be one of our highly experienced faculty members.

Our Faculty: Expertise That Drives Success

Shasat is proud to have over 30 world-renowned faculty members, each an expert in their respective fields, who share their hands-on implementation experience through our technical and professional development programs.

This programme is led by one of Shasat’s distinguished Anti-Money Laundering specialists, renowned for advising banks, insurers, payment institutions, and large corporates on the design, implementation, and enhancement of AML frameworks. With deep expertise in customer due diligence, enhanced due diligence, transaction monitoring, sanctions compliance, suspicious activity reporting, EU AML Directives (AMLD), and enterprise-wide financial crime risk assessments, the instructor brings a powerful blend of regulatory insight and practical experience. Backed by extensive knowledge of FATF standards, UK MLR requirements, EU AMLD expectations, and international supervisory practices, the speaker provides a global, real-world perspective on how effective AML controls link to governance, risk management, fraud prevention, and regulatory reporting—equipping participants to elevate their organisation’s financial-crime resilience.

Our faculty combine real-world expertise with academic rigor, ensuring every session is interactive, relevant, and outcomes-driven. Participants gain practical tools, case-based insights, and strategic frameworks that can be immediately applied to enhance sustainability reporting and corporate governance within their organisations.

Our Partners

Our Partners in Learning

Course Description

Day 1 — Regulatory Frameworks and US AML Compliance

- FinCEN regulations, Bank Secrecy Act BSA requirements, and NYDFS Part 504 Transaction Monitoring and Filtering Programme compliance for New York-regulated entities
- NYDFS AML supervisory expectations for New York-chartered banks, licensed money transmitters, and NYDFS-regulated financial institutions
- OCC AML examination priorities, BSA compliance programme requirements, and Federal Reserve AML supervisory expectations
- FATF recommendations, US Treasury AML priorities, and international AML standards affecting New York-based financial institutions
- AML, Counter Financing of Terrorism CFT, and Counter Proliferation Financing CPF frameworks for FinCEN-regulated entities
- FinCEN Customer Due Diligence Rule CDD Rule requirements and beneficial ownership verification for US financial institutions
- BSA Officer responsibilities, AML compliance programme design, independent testing, and FinCEN examination preparation
- Sector-specific AML obligations for NYDFS-regulated banks, broker-dealers, investment advisers, money transmitters, and fintech firms
- Customer due diligence, enhanced due diligence, simplified due diligence, and KYC framework under FinCEN and NYDFS standards
- Enterprise-wide AML risk assessments and risk scoring methodologies aligned with FinCEN and NYDFS supervisory expectations

Day 2 — Emerging Risks, Investigations, and Governance

- New York BitLicense AML compliance requirements and FinCEN virtual currency guidance for New York digital asset businesses
- Cryptocurrency AML red flags, blockchain analytics tools, and RegTech solutions for US compliance professionals
- DeFi decentralised finance risks and NFT-related financial crime typologies in the New York and US context
- OFAC sanctions compliance, US Treasury sanctions screening, and secondary sanctions obligations for New York financial institutions
- CPF compliance — identifying proliferation financing risks, red flags, and US obligations under UN Security Council sanctions
- PEP identification, enhanced monitoring, and management for New York and international cross-border client relationships
- Suspicious Activity Report SAR filing requirements and Currency Transaction Report CTR obligations under BSA
- Transaction monitoring systems, New York and US money laundering typologies, and financial crime red flags
- Case studies from major New York and US financial crime enforcement actions and FinCEN AML compliance failures
- Interrelationship between AML, CFT, CPF, anti-bribery, fraud prevention, and financial crime frameworks for US-regulated entities
- Governance structures, BSA Officer responsibilities, compliance-first culture, and cross-functional AML collaboration
- Emerging trends in AML, CFT, and CPF including AI-powered financial crime detection and FinCEN regulatory technology initiatives

All course content, agenda, and programme materials are protected by copyright. Unauthorized reproduction is strictly prohibited.

Why you must attend?

AML non-compliance carries severe consequences for FinCEN and NYDFS-regulated institutions in New York. FinCEN civil money penalties, NYDFS enforcement actions, and reputational damage from BSA failures can be existential. For BSA Officers, compliance directors, and senior executives, staying ahead of AML, CFT, and CPF obligations is not optional. It is a regulatory and business imperative.

The AML compliance landscape in New York and across the United States has never been more demanding. FinCEN has significantly strengthened BSA compliance programme requirements. NYDFS Part 504 Transaction Monitoring and Filtering Programme requirements are under intensified regulatory scrutiny. Furthermore, FinCEN has introduced new beneficial ownership requirements expanding customer due diligence obligations. Additionally, New York BitLicense AML requirements have expanded for digital asset businesses. Moreover, OFAC secondary sanctions complexity has increased significantly for New York banks managing international operations.

Shasat’s two-day AML Compliance Workshop in New York addresses these challenges directly. Participants gain in-depth knowledge of FinCEN regulations, BSA requirements, and NYDFS Part 504 obligations. Moreover, they apply customer due diligence, enhanced due diligence, beneficial ownership verification, and SAR filing practically. Furthermore, participants master CTR reporting requirements and OFAC sanctions screening. Real-life case studies from major US financial crime enforcement actions provide practical context.

Every session is delivered by experienced AML practitioners with direct FinCEN and NYDFS advisory experience. Consequently, each session combines US regulatory rigour with global AML compliance insight. Furthermore, participants benefit from peer networking with compliance professionals from across New York and the United States. Participants leave with the knowledge and tools needed to strengthen BSA AML controls and respond confidently to FinCEN and NYDFS scrutiny.

Teaching methodology

The training program will employ a comprehensive and engaging approach to learning, designed to deliver maximum impact and retention. The methodology includes:

A user-friendly slide deck that presents the concepts, methodologies, and principles in a clear and concise manner, making the material easily accessible to all attendees.
Interactive sessions featuring real-life case studies to provide hands-on experience and bring the material to life.
Explanations of concepts and methodologies through the use of examples and distinct scenarios, allow attendees to understand the material in context.
Group exercises designed to illustrate accounting principles, encouraging collaboration, and fostering a deeper understanding of the material.
Access to additional course material and handouts, ensuring attendees have a comprehensive reference resource to support their learning.
An open and inclusive atmosphere that encourages attendees to ask questions and engage in discussion, ensuring a thorough understanding of the material.

The combination of these elements creates a dynamic and engaging learning experience that will support the professional development of all attendees.

Who Should attend?

This program is designed for a wide range of professionals and practitioners who are interested in gaining a deeper understanding of AML and CFT practices, regardless of their industry or sector. This includes professionals from compliance, risk management, legal and regulatory affairs, accounting and audit, financial crime prevention, and financial services. Executives from fintech, gambling industry, real estate, and other relevant sectors are also welcome to attend. The program is tailored to provide attendees with practical insights and knowledge that are applicable across various industries and jurisdictions. Whether you are a seasoned professional or new to the field, this program will help you stay up-to-date with the latest developments and best practices in AML and CFT.

Feedback

Upon completion of the course, all delegates will receive an evaluation questionnaire aimed at gathering valuable feedback. This feedback is crucial to Shasat’s ongoing commitment to improving the quality of its learning solutions. By analyzing the trends in the responses, we are able to continuously enhance and refine our offerings to meet the evolving needs of our clients.

Venue & other info

Our training programs take place at the most prestigious professional training facilities in the city. Our venues have been meticulously chosen and expertly crafted to deliver an unparalleled and sophisticated learning experience. To further elevate your training journey, we will offer an array of refreshments including gourmet tea/coffee, delectable snacks, and a sumptuous lunch to sustain you throughout the course. Your comfort and satisfaction are of the utmost importance to us. One week before the program begins, you will receive comprehensive joining instructions that include the exact venue details.

Please note that accommodation arrangements are the responsibility of the attendee.

Workshop Delivery (Online Programs)

The workshop will be delivered via the WebEx platform. Upon registration, all participants will receive comprehensive joining instructions for the live workshop. This fully virtual event will encompass a live-streamed presentation, personalized networking opportunities, interactive Q&A sessions, engaging polls, and post-event consultation to address specific concerns and support your continued growth.

In-Person Workshop

Please be advised that for all in-person training programs, joining instructions will be sent via email to registered participants one week prior to the program’s commencement. These instructions will provide comprehensive information regarding the venue location, date, and time, as well as other important details such as parking arrangements, dress code, and any necessary equipment or materials. Kindly ensure that you carefully review the joining instructions and follow the guidelines provided to ensure a smooth and well-organized experience during the program.

Changes to the conference

Shasat reserves the right, at its sole discretion, to make modifications to the format, speakers, participants, content, venue location, program, or any other aspect of the conference, at any time and for any reason, without incurring any liability. This policy has been implemented due to recent events such as the Covid-19 pandemic and other jurisdictional restrictions. These modifications may include but are not limited to, changes necessitated by a Force Majeure Event

Sponsorship

We are pleased to offer sponsorship opportunities for our training programs, providing companies with a unique platform to showcase their brand and services to a highly engaged and relevant audience. By becoming a sponsor, your organization will have the opportunity to build brand awareness, demonstrate thought leadership, and cultivate valuable relationships with industry professionals. Our programs offer a platform to reach a targeted audience and generate new business leads while showcasing your expertise. The benefits of sponsorship include increased brand exposure, opportunities to connect with key decision-makers, and a platform to promote your products and services. We invite you to take advantage of this prime opportunity and partner with us to enhance your visibility and impact within the industry.

Terms and Conditions

We kindly request that you carefully review all of the terms and conditions outlined on our website. This information is critical in ensuring a clear understanding of our policies and procedures. Please follow the link provided to access this information.

About shasat

Discover more about Shasat by exploring our “About Us” page, where you can gain insights into our company’s mission, values, and history, and learn how we can help you achieve your goals.

Payment

Enroll in our program with ease by choosing from our secure online payment options. You can make a payment through our website using PayPal or Stripe, or opt for a bank transfer, demand draft, or cheque payment. Our payment page will provide all necessary options during checkout. If you encounter any issues, our customer service team is here to assist you. Simply reach out to us with your selected course, and we’ll guide you through the payment process.

We kindly request that you take into consideration any associated bank fees when making your course fee payment. To ensure your participation in the program, payment must be received before the course date. Once we have received both payment and a completed registration form, we will confirm your enrollment in the program. Thank you for your understanding and cooperation.

Group discount

Our company is proud to offer a group discount of 15% for organizations or individuals who book a course for 5 or more participants. To take advantage of this offer and receive a personalized group discount code, please reach out to our customer service desk at info@shasat.com. Our team will be delighted to assist you with the booking process and answer any questions you may have. With this group discount, you can invest in the professional development of your team and drive success for your organization. Don’t hesitate to contact us today to learn more.

CPD hours

Upon successful completion of the training course, each participant will receive a certificate of completion that attests to the number of hours spent in training and serves as a valuable representation of their dedication to professional development. The certificate is not only a symbol of their achievement but also serves as proof of continuous professional development (CPD) and demonstrates their commitment to staying current in their field. We believe that CPD is a crucial aspect of career advancement and personal growth, and are proud to provide our participants with this important document.

Enquiries

For further assistance, we invite you to contact our dedicated customer service team. Our experienced and knowledgeable representatives are available to answer any questions you may have and provide the support you need to make informed decisions. We are committed to ensuring that you have a positive experience and are here to help in any way we can. Please don’t hesitate to reach out to us at your convenience.

In-House Training

Enhance your team’s skills and drive success for your business with our custom In-house training program. Our tailored approach aligns with your specific business needs, offering a cost and time-efficient solution for upskilling your employees. This not only improves their productivity but also positions your company as a competitive force in the market. Transform your investment in employee development into tangible results by choosing our In-house training option. To discuss and learn more about our services, please don’t hesitate to contact our training desk. We’re ready to help you create a bespoke program that’s just right for you.

AML Compliance Workshop New York | 2-Day Anti-Money Laundering Training Course | GID 24018